FEDERAL AGENCY:
OFFICE OF HEALTHY HOMES AND LEAD HAZARD CONTROL, DEPARTMENT OF HOUSING AND URBAN
DEVELOPMENT
AUTHORIZATION:
HUD Appropriations Acts of 1999 and 2000, Public Law 105-65, Public Law 106-74; Housing
and Urban Development Act of 1970, Sections 501 and 502, Public Law 91-609.
OBJECTIVES:
The purpose of the Healthy Homes Initiative is to develop, demonstrate and promote
cost-effective, preventive measures to correct multiple safety and health hazards in the
home environment which produce serious diseases and injuries in children. HUD is
interested in promoting approaches that are cost-effective and efficient and that result
in the reduction of health threats for the maximum number of residents for the long run,
and in particular low-income children. The overall goals and objectives of the HHI are:
(1) Mobilize public and private resources, involving cooperation among all levels of
government, the private sector, and community-based organizations to develop the most
promising, cost-effective methods for identifying and controlling housing-based hazards;
(2) Build local capacity to operate sustainable programs that will continue to prevent
and, where they occur, minimize and control housing-based hazards in low and very low
income residences when HUD funding is exhausted; (3) Affirmatively further fair housing
and environmental justice.
TYPES OF ASSISTANCE:
Project Grants.
USES AND USE RESTRICTIONS:
There are three categories of grants being awarded. These are: (1) demonstration
projects implementing housing assessment, maintenance, renovation and construction
techniques to identify and correct housing-related illness and injury risk factors, (2)
outreach projects disseminating healthy homes information and replicating successful
interventions, and (3) research projects developing new methods of evaluation and control
of housing-based hazards. HUD will evaluate proposals based on the elements described
below. Although grantees are expected to focus efforts in one of the three categories, the
activities of a proposed project may address categories other than the primary focus.
Applicants are required to be specific as to the locations they are targeting their
intervention activities to occur and the residents, individuals or groups targeted to
receive interventions and the organizations targeted to continue to operate effective
intervention strategies over the life of the award and hereafter. In addition to direct
activities, administrative costs and program planning and management costs of sub-grantees
and other sub- recipients are eligible for funding under this grant program. Ineligible
activities are: (1) Purchase of real property; (2) Purchase or lease of equipment having a
per unit cost in excess of $5,000, unless prior written approval is obtained from HUD; (3)
Medical treatment costs.
ELIGIBILITY REQUIREMENTS:
Applicant Eligibility: Eligible applicants include: research
institutions, not-for-profit institutions, for-profit firms (for-profit firms are not
allowed to profit from the project), State and local governments, and Federally-recognized
Indian Tribes in the United States. Federal agencies and federal employees are not
eligible to apply for this program.
Beneficiary Eligibility: Healthy Homes Initiative grants are
intended to serve a broad array of beneficiaries including homeowners, rental property
owners, and public housing residents.
Credentials/Documentation: Costs will be determined in
accordance with OMB Circular No. A-87 for State, local and Indian tribal governments and
specific requirements of 24 CFR 85. Costs will be determined for nonprofit and educational
institutions in accordance with OMB Circulars No. A-122 and No. A-21, respectively, and in
accordance with the requirements of 24 CFR 84.
APPLICATION AND AWARD PROCESS:
Preapplication Coordination: None. This program is excluded
from coverage under E.O. 12372.
Application Procedure: Once the competitive Notification of
Funding Availability is issued for fiscal year 2000 Healthy Homes Initiative Grants,
application kits can be obtained by calling the SuperNOFA Information Center at
1-800-HUD-8929 or via TTY by calling the toll-free Federal Information Relay Service at
1-800-877-8339.
Award Procedure: HUD will review each application to
determine whether it is timely and meets all of the threshold requirements. Non-
responsive applications will be declared ineligible for further consideration.
Applications that meet all of the threshold criteria will be eligible to be scored and
ranked. Each eligible application will be ranked based on the total number of points
allocated for each of the rating factors.
Deadlines: To be considered for funding, the original and a
NOFA- specified number of copies of the application package should be submitted to the
Department of Housing and Urban Development, Office of Lead Hazard Control, 451 7th Street
SW, Room P-3206, Washington, DC 20410, by the date and time specified in the NOFA for the
Healthy Homes Initiative Grants. Announcements regarding availability of funding will be
published in the Federal Register.
Range of Approval/Disapproval Time: None.
Appeals: None.
Renewals: None.
ASSISTANCE CONSIDERATIONS:
Formula and Matching Requirements: There are no matching
requirements for the Healthy Homes Initiative grant program.
Length and Time Phasing of Assistance: The Healthy Homes
Initiative Grant award is for up to a three-year period. Payment is on a cost-reimbursable
basis.
POST ASSISTANCE REQUIREMENTS:
Reports: Quarterly financial management and performance
reports are required of participating jurisdictions.
Audits: In accordance with CFR Part 44.
Records: Uniform Administrative Requirements for Grants and
Cooperatives.
FINANCIAL INFORMATION:
Account Identification: 86-0174-0-1-451.
Obligations: (Grants) FY 99 $10,000,000; FY 00 est
$10,000,000; and FY 01 est $10,000,000. (NOTE: Amounts reported reflect allocation of new
budget authority rather than obligation amounts.)
Range and Average of Financial Assistance: Grants awarded in
fiscal year 1999 ranged from $243,414 to $1,918,489. The average was $892,000. HUD will
make about $6.5 million available for the Healthy Homes Initiative Grant Program in fiscal
year 2000 funds. HUD anticipates that approximately 4 to 8 grants will be awarded, ranging
from approximately $250,000 to approximately $2,500,000.
PROGAM ACCOMPLISHMENTS:
With fiscal year 1999 funds, HUD awarded $4.5 million in grants to protect families in
low-income housing from health and safety hazards. The Healthy Homes Initiative grants
were awarded to: City of Long Beach, CA $495,472; City of Providence, RI $1,039,204;
Boston Medical Center Corp. $1,918,489; Medical and Health Research Association of New
York City $763,421; and the Environmental Health Watch of Cleveland, OH $243,414.
REGULATIONS, GUIDELINES, AND LITERATURE:
Notice of Funding Availability and Application Kit are self-contained; all necessary
information is provided; no other regulations pertain. There is some change in the content
and direction of the NOFA that is issued each year, dependent on SuperNOFA format,
Congressional direction, changes in emphasis among priorities, and improvements based on
experience with prior NOFAs. Guidelines and applicable regulations are available through
the internet at http://www.hud.gov/lea.
INFORMATION CONTACTS:
Regional or Local Office: None.
Headquarters Office: Ms. Ellen Taylor, Planning and Standards
Division, Office of Lead Hazard Control, at the address above; telephone (202) 755-1785,
extension 116, or Ms. Karen Williams, Grants Officer, extension 118 (these are not
toll-free numbers). Hearing- and speech- impaired persons may access the above telephone
numbers via TTY by calling the toll-free Federal Information Relay Service at 1-800-877-
8339. Address for Submitting Applications. For Mailed Applications. The address for mailed
applications is: Department of Housing and Urban Development, Office of Lead Hazard
Control, 451 Seventh Street, SW., Room P3206, Washington, DC 20410. For Overnight/Express
Mail or Hand Carried Applications. The address for applications that are hand carried or
sent via overnight delivery is: HUD Office of Lead Hazard Control, Suite 3206, 490
L'Enfant Plaza SW, Washington, DC 20024.
Web Site Address: http://www.hud.gov/lea/HHISummary.html.
RELATED PROGRAMS:
14.900, Lead-Based Paint Hazard Control
in Privately-Owned Housing
.
EXAMPLES OF FUNDED PROJECTS:
In Bedford-Stuyvesant New York, there were 733 hospitalizations due to childhood asthma
in 1997, 125 hospitalizations due to injury, and a lead poisoning rate of 3.9 percent. HUD
funds will be used in this community by the Medical and Health Research Association of New
York City, Inc. to reduce lead, mold, asthma and injury hazards in 400 homes. In Boston
Massachusetts, the lead poisoning rate was 6.1 percent in 1998, the average annual asthma
hospitalization rates (from 1994 to 1997) were 11.1 percent, and unintentional injury was
the third leading cause of hospitalization. HUD grants will be used by the Boston Medical
Center in Empowerment Zone neighborhoods to address home hazards through a community
education campaign, and a home assessment and remediation initiative.
CRITERIA FOR SELECTING PROPOSALS:
Applications that meet all of the threshold requirements contained in the General
Section III of the SuperNOFA will be eligible to be scored and ranked, based on the total
number of points allocated for each of the rating factors described below. HUD intends to
make awards to qualifying applications in the following order: STEP 1 - An award will be
made to the highest ranked application in each of the three categories listed in section
III.(B) of this program section of the SuperNOFA within the limits of funding
availability. If there are insufficient funds to award in all categories, HUD will make
awards in categories (1) through (3) in order. STEP 2 - After following Step 1 if funding
remains available, an award will be made each of the categories (1) through (3) in order.
STEP 3 - After following Step 2 if funding remains available, awards will be made in rank
order regardless of category. Applicants must state the category for which applicants are
applying. If an applicant wishes to apply under more than one category, then they must
submit a separate application for each category. While applicants will not be penalized
for not addressing all the specific objectives within a given category, if two
applications have equal scores, HUD will first select the applicant whose project
addresses the most objectives.